It is your responsibility, as an advisor, to ensure that you are aware of all the regulations that govern regulatory requirements for a compliant business and that you always adhere to them. ivari can help with easy-to-use resources, including online courses, podcasts and the ivari Compliance Handbook for Advisors.
Set aside time in your busy schedule to review these materials regularly so that you are up-to-date and your business remains in full compliance with the law.
ivari Compliance Handbook for Advisors
Published on: May 29, 2023